Stage IV Aircraft Noise Regulations on Fast Track

Excerpted from an airline industry association report:

January 18, 2001
Meeting Summary: ICAO-CAEP/5 Environmental Progress Report

"ICAO’s Committee on Aviation Environmental Protection (CAEP) completed its work yesterday, having reached a number of important decisions over the past 10 days. The aviation industry achieved some major successes at this meeting.  However, a great deal of work remains to be done to ensure the airline industry's interests remain adequately protected in the future. Amongst the highlights of CAEP’s work are the following items:

Aircraft Noise

Stringency

CAEP agreed to recommend to the ICAO Council that Annex 16, Vol I of the Chicago Convention be amended to incorporate a new Chapter 4 with a cumulative stringency increase of —10 dB over current Chapter 3 levels. This new level of stringency shall become effective on 1 January 2006. CAEP agreed that this new noise standard is only intended for certification purposes of any newly manufactured airplane and not for the purpose of new operational restrictions such as phase-outs. This aligns with the IATA negotiating mandate.

Phase Out

CAEP agreed that the cost and benefit data do not justify the implementation of a “global” phase-out of Chapter 3 compliant aircraft in the North American, European and Asian countries. This represents a significant achievement for the industry. CAEP did not agree to accept the concept of a regional phase-out, e.g. for Europe within an ICAO framework. CAEP did agree that specific consideration should be given to exemptions from any new operating restrictions for airline operators from developing countries.

Balanced Approach and Regional Flexibility

CAEP agreed that aircraft noise problems can only be managed within the context of a “balanced approach” which combines reductions in noise at source with land-use management, noise abatement procedures, noise mitigation measures and operating restrictions on aircraft. No further agreement on the political issues associated with these concepts could be achieved. The issue will now be taken up by the ICAO Council as part of its review of CAEP.

Some States strongly supported the IATA position that a global framework is needed for this balanced approach, that aircraft noise problems should be handled at the local level and that a process must be established through which noise problems and solutions can be identified and evaluated in cost/benefit terms. Other states see the balanced approach as a mechanism through which they can achieve sufficient regional flexibility to implement a regional phase-out that they believe is required to solve the political problems they currently face.

Other Aircraft Noise Issues

•   Recertification: Good progress was made on harmonizing the different recertification policies of Member states. However, more work will be needed.
•   Noise Abatement Departure Procedures: New noise abatement take-off and climb procedures were agreed that should reduce aircraft noise on departure while assuring safety. These procedures will now be submitted to the ICAO Air Navigation Commission for approval.
 

Aircraft Emissions

Market-Based Options

CAEP agreed that open emissions trading provides the best long-term approach for the industry to limit or reduce aircraft emissions. It also endorsed voluntary agreements as a preferred mechanism for containing these emissions in the interim. Closed emissions trading was finally acknowledged to be unworthy of further consideration. All of these decisions were fully in line with IATA positions. The recommendations going forward to the ICAO Council and Assembly are completely silent on environmental taxes, another positive result. With respect to emissions charges, CAEP called for additional work to be undertaken to estimate the cost of such charges.

Operational Measures

CAEP endorsed the text of a manual on operational measures to reduce aircraft emissions that was produced by IATA with input from many Member airlines and manufacturers. This will be published as an ICAO Circular.
 

Conclusions and Next Steps

CAEP’s recommendations will go forward to the ICAO Council where they will be further refined and improved, particularly with respect to the balanced approach. A full report will be submitted to the ICAO Assembly in September. We will work closely with ICAO on these issues to protect and promote airline interests.

The airline industry achieved many, though by no means all, of its objectives. One reason for this success is that the airline community ensured that CAEP decisions were based upon sound technical input, particularly cost/benefit analysis of alternative policy options. Many airlines and airline associations provided resources to make this data available. In the years ahead, we will need to continue to ensure that the analytical tools are maintained and improved as new environment issues such as emissions trading and voluntary agreements receive greater attention."

FAA Recommendations to ICAO
November 2, 2000

The International Civil Aviation Organizations (ICAO) Committee on Aviation Environmental Protection (CAEP) will meet in Montreal January 8-17, 2001.  The Federal Aviation Administration (FAA), the U.S. CAEP Member will submit several papers to support U.S. positions to be taken at that meeting and that reflect official U.S. positions on aviation environmental issues.

Federal Aviation Administration Recommendations:

  • That the Interagency Group on International Aviation approve the attached paper on a cost comparison of current work on noise within ICAO with the U.S. Chapter 3 transition for presentation by the U.S. CAEP Member at the CAEP meeting in January 2001
Summary:
This paper provides perspective for the options currently under consideration by CAEP for noise reduction.  The costs for all of the current phase-out options under consideration appear to greatly exceed the costs associated with the phase-out from Chapter 2 to Chapter 3 aircraft.  This situation highlights the need for a thoughtful approach in considering a "Chapter 4" transition. 

CAEP54 Summary (39k Word)

  • That the Interagency Group on International Aviation approve the attached paper on the review and update of annex 16, volume II, to address LTO emissions for presentation by the U.S. CAEP Member.    Summary:
     
    This paper proposes that CAEP should undertake an assessment of the adequacy and efficiency of the current aircraft engine emissions standards and recommended practices prescribed in Annex 16, Volume II.  The goal of this assessment would be to identify the required technical enhancements and improvements that are necessary to update the standards and increase their effectiveness in addressing emissions during the landing and takeoff cycle. 

    CAEP52 Summary (32k Word)

  • That the Interagency Group on International Aviation approve the attached paper on the future management of environmental models for presentation by the U.S. CAEP Member at the CAEP meeting in January 2001.
     

    Summary:
     

      This paper suggests that ICAO establish a management plan to maintain the various models and related databases that have been developed within CAEP.  As environmental issues of aircraft noise and engine emissions gain more and more attention, and as the UNFCCC process debates aviation's impact on climate change, ICAO will need the capability to more precisely model aviation's impact on the environment and the effect of environmental initiatives on aviation.  The paper also suggests that environmental modeling capabilities be integrated as much as possible to provide a more efficient capability.

      CAEP53 Summary (23k Word)

Large Ticket Business Council Meeting

Proposed Chapter IV (Stage IV) Aircraft  Noise Stringencies Levels Comments and Analysis 

By Vincent A. Kolber 
Chairman of ELA's Aviation Committee 

Presented during the 39th ELA Annual Convention 2000 
Palm Springs, October 24, 2000 


Vince Kolber of RESIDCO and Chairman of ELA’s Aviation Committee, Stu Schwartzberg of CIT and Steve Fier of the ELA met this  week with Jim Erickson, the Federal Aviation Administration (FAA) Official charged with formulating the US position on tougher new standards for major commercial aircraft noise emissions.  This undertaking is in response to an agenda set forth by the International Civil Aviation Organization (ICAO) of which the US is a member country.  Many lessors find themselves in a state of denial on the reality that this regulatory effort is marching ahead.  According to the FAA this effort has been underway for two years. 

The epicenter of Stage IV is the Noise Scenario Group (NSG).  This effort is part of the Committee for Aviation Environmental Protection (CAEP).  All of this is coordinated by the International Civil Aviation Organization (ICAO).  The NSG and the FAA, along with ICAO as a participant, have twenty-six unique plan options for Stage IV under consideration.  Any one of these plans or a combination of them could become the new Stage IV parameter.  Implementation dates under consideration begin as early as 2002 for newly certificated aircraft and 2006 for the existing fleet as a commencement date for various phase-out plans under consideration.  Jim Erickson of the FAA believes that the next 18 months will set the standards for noise regulation of the narrow body and wide body commercial aircraft fleet for the next 20 years.  The message is clear, if lessors want to be heard on this issue, the time is now.  A recent study by the Airline Transport Association (ATA) determined that the least stringent of the various noise reduction scenarios under consideration would affect 41% of the current world aircraft fleet  valued at more than $49 Billion. 

Noise is measured in three locations, take-off, sideline and approach using the decibel system.  The aggregate noise signature for the world aircraft fleet ranges from 265dB to 312dB.  The reduction amounts under consideration range from 5-14dB on the aggregate.  While the reduction amount may seem small on a percentage basis, the impact on fleets is dramatic.  The recent ATA study has demonstrated that the most stringent scenario under consideration will affect up to 61% of the  world fleet valued at over $209 Billion. 

The FAA is preparing its response to the next round at ICAO and hopes to have the US position completed by the end of October.  One cornerstone of the US position is an adamant insistence upon the use of hush kits as a solution to meet new noise standards as well as the existing Stage III standard, which has been problematic with the European Union faction of the ICAO group for the past 18 months.  The US has lodged a formal complaint suit at ICAO for this adverse reaction in the EU to meeting Stage III standards with hush kits.  Yet that protest is not slowing down probable action by ICAO on Stage IV.  The FAA will promulgate a US position, which the FAA believes will have certain key components.  One is that there will be a tough new standard (at the high end of dB ranges under consideration) for newly certificated aircraft to be implemented as early as 2002.  Secondly, and most       importantly for aircraft lessors, is the plan under consideration to impose a new standard on existing aircraft, a reduction of five to no more than eight dBs.  This plan will affect some of the most prominent aircraft types, including 727’s, 737’s, 737-200’s, MD-80’s, DC-9’s, and DC-10’s.  The important thing regarding the new standard for existing aircraft will be that a phase-out program will be implemented.  Right now the dates and terms of that phase-out program have not been decided.  It is clear though, that that decision will be made by the end of this year and that lessors interested in being heard should respond now.  Interested aircraft lessors are urged to contact Vince Kolber, Chairman of the ELA Aviation Committee or Steve Fier, Government Relations Director of the ELA.  Additional information is available and anyone wishing to participate in the association’s response, you are urged to contact us. 

 
The following is a compendium of Industry and Regulatory Planning and Analysis:

ATA Survey

Air Transport Association (ATA), Executive Summary, Chapter III, Standards, Spring 2000 Word)

Exhibit II to Executive Summary - World Aircraft Fleet Failing Proposed Chapter 4 Stringencies (Excel) (Revised by RESIDCO)

Exhibit III to Executive Summary - Value of Current World Aircraft Fleet Units Failing Proposed Chapter 4 Stringencies (Excel) (Revised by RESIDCO)

Noise Levels for US Certified and Foreign Aircraft

Federal Aviation Administration (FAA) Advisory Circulars

Application of New Standards or Technologies to Reduce Aircraft Noise Levels

Federal Aviation Administration (FAA) Application of New Standards or Technologies to Reduce Aircraft Noise Levels, Summer 2000 (Word)

Committee on Aviation Environmental Protection (CAEP)

Steering Group Meeting, Singapore May 19, 2000 (Word)
Summary of discussions and decisions.

Report on the Noise Scenarios Group (NSG), November 1999 (Word)
Summary of the options identified for analysis by CAEP and principal assumptions.

Attachment D: Agreement Reached at WGI, October 28, 1999 (Excel)

Attachment E: Description of Scenarios/Option for Analysis (Word)

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